Stephanie Kelm, IACCP®

Stephanie Kelm, IACCP®

Client Services Associate

Phone: (585) 497-5006
E-mail:
 

Stephanie Kelm, IACCP®

Stephanie serves a critical role to NLFP in client service and communication. She supports both Scott Klatt and Mark Jones in day-to-day operations and client service as well as backup support to the firm's clients at large. Client service issues ranging from distribution requests, scheduling and preparing analytical reports for meetings and handling client needs as they arise are her primary areas of focus.

 

In addition to her client service role, Stephanie also provides direct support to the operations of NLFP.  This involves keeping the firm up to the minute in developments that affect client privacy protection and compliance policies. She also prepares analytical reports that are integral to both NLFP's registration and annual licensing as a Registered Investment Adviser with the Securities Exchange Commission.

In 2016 she obtained the Investment Adviser Certified Compliance Professional (IACCP®) designation.  Stephanie's role within NLFP's compliance team is critical to protecting the firm, as well as the firm's clients and advisors.

Before joining NLFP, Stephanie received her bachelor's degree in Business Administration from SUNY Oswego and spent 7 years as an auditor and Quality Administrator with Superior Group, Inc.  

 

As a native of the Finger Lakes, when Stephanie is not at work, she enjoys spending time on Cayuga Lake.  She currently resides in Fairport, NY with her husband and their two daughters.